Corporate Governance
Sound governance is the foundation of client and shareholder trust — fully aligned with CMA Law No. 7 of 2010 and its executive bylaws.
Our Governance Pillars
Internal Controls
Independent risk, compliance and internal audit functions monitor operations and safeguard client assets.
Disclosure & Transparency
Timely, accurate disclosure of material information to shareholders and the market via official channels.
Shareholders' Rights
Equitable treatment of all shareholders and stakeholders, with clear channels for exercising their rights.
Social Responsibility
Commitment to ethical conduct and contribution to Kuwait's community and financial literacy.
Board Committees
Audit Committee
Oversees financial reporting integrity, external audit and internal control effectiveness. [PLACEHOLDER members]
Risk Committee
Monitors the risk management framework and the company's risk appetite. [PLACEHOLDER members]
Nomination & Remuneration
Board nomination standards and remuneration policy oversight. [PLACEHOLDER members]
Governance Framework & Policies
The company's governance policies, published in line with CMA requirements.
Governance Documents
Annual governance reports, committee charters and the code of conduct, published in line with CMA requirements.
Governance documents are published here.
Regulated. Licensed. Accountable.
First Securities Brokerage Company K.S.C.C. is licensed and supervised by Kuwait's Capital Markets Authority and operates as a qualified brokerage member of Boursa Kuwait, with clearing through Kuwait Clearing Company.
- Capital Markets Authority (CMA) licensed
- Boursa Kuwait qualified member
- AML/CFT and KYC procedures per Kuwaiti law
- Dedicated client complaints unit
Client Complaints Unit
In line with CMA requirements, complaints are received, logged and resolved through a formal process.
Submit a Complaint